Skip to content
香港銅鑼灣駱克道401-403號榮華商業大廈17樓
852-2234-0477
繁體
简体
ENG
Facebook
Google+
Formation Kit
首頁
為何要選擇我們
我們的服務
香港公司註冊
註冊香港公司
購買現成公司
註冊有限公司
成立無限公司
成立非牟利團體
離岸公司註冊
註冊澳門公司
註冊新加坡公司
註冊英屬處女島公司
註冊薩摩亞公司
註冊塞舌爾公司
註冊開曼群島公司
中國公司註冊
中國公司註冊
外商獨資企業
外商常駐代表機構
公司秘書服務
香港公司秘書
重要控制人登記冊
代理人服務
香港公司註銷
周年申報表
以行政方式恢復公司註冊
商標註冊
商標註冊
香港商標註冊
中國商標註冊
澳門商標註冊
歐盟商標註冊
商務中心
公司註冊地址
專業服務
銀行開戶服務
香港工作簽證
受養人簽證
稅務諮詢
營商動態
常見問題
購買現成公司常見問題
香港公司註冊常見問題
離岸公司註冊常見問題
澳門公司註冊常見問題
註冊地址常見問題
公司秘書常見問題
商標註冊常見問題
工作簽證常見問題
稅務諮詢常見問題
最新消息
幫助中心
聯絡我們
申請表格
付款方式
徵求合作伙伴
免責聲明
852-2234-0477
cs@formationkit.com
首頁
為何要選擇我們
我們的服務
香港公司註冊
註冊香港公司
購買現成公司
註冊有限公司
成立無限公司
成立非牟利團體
離岸公司註冊
註冊澳門公司
註冊新加坡公司
註冊英屬處女島公司
註冊薩摩亞公司
註冊塞舌爾公司
註冊開曼群島公司
中國公司註冊
中國公司註冊
外商獨資企業
外商常駐代表機構
公司秘書服務
香港公司秘書
重要控制人登記冊
代理人服務
香港公司註銷
周年申報表
以行政方式恢復公司註冊
商標註冊
商標註冊
香港商標註冊
中國商標註冊
澳門商標註冊
歐盟商標註冊
商務中心
公司註冊地址
專業服務
銀行開戶服務
香港工作簽證
受養人簽證
稅務諮詢
營商動態
常見問題
購買現成公司常見問題
香港公司註冊常見問題
離岸公司註冊常見問題
澳門公司註冊常見問題
註冊地址常見問題
公司秘書常見問題
商標註冊常見問題
工作簽證常見問題
稅務諮詢常見問題
最新消息
幫助中心
聯絡我們
申請表格
付款方式
徵求合作伙伴
免責聲明
CDD Individual
Customer Due Diligence - Individual
Client Details
Company Name
*
Client Name
*
Date
Prepared by
Mak Chun Fan
Fan Wai Man
Leanne Kan
Other
File No
T06 Risk Assessment Form - Individual
Does the client meet the requirement for automatic enhanced due diligence as a result of:
Being a case identified as high risk in our firm-wide risk assessment.
Y
N
N/A
Being a politically exposed person (PEP) or a close family member or known close associate of a PEP
Y
N
N/A
Being in a business relationship or transaction (personally or through a business) with a person established in or with connections to, a high risk third country.
Y
N
N/A
Providing false or stolen ID documentation.
Y
N
N/A
A transaction being complex and unusually large or having an unusual pattern of transactions.
Y
N
N/A
The transaction/(s) having no apparent economic or legal purpose.
Y
N
N/A
**Any ‘yes’ answers will indicate a high risk client for AML purposes
No (Continue)
Yes
(High Risk)
Are any of the following risk factors present in your client?
The business relationship is conducted in unusual circumstances
Y
N
N/A
The client is involved in transactions that favour anonymity.
Y
N
NA
The client is resident in or has connections with a geographical area of high risk
Y
N
N/A
You have not met the client.
Y
N
N/A
The client receives payments from unknown or un-associated third parties.
Y
N
N/A
**Does the presence of any of these risk factors indicate a higher risk of money laundering or terrorist financing?
No (Continue)
Yes
(High Risk)
Does the individual otherwise present a higher than normal risk of money laundering or terrorist financing?
No
(Normal Risk)
Yes
(High Risk)
Enhanced due diligence to be performed where risk is assessed as high
Obtaining approval of senior management to commence or continue the relationship
Y
N
N/Y
Additional evidence to support verification of identity
Y
N
N/A
More detailed customer due diligence/ Know Your Client information to better understand the background and financial situation of the client and others party to transactions
Y
N
N/A
Additional steps to be satisfied that transactions are consistent with the purpose and intended nature of the business relationship
Y
N
N/A
Increased ongoing monitoring of the business relationship
Y
N
N/A
Increased scrutiny of transactions
Y
N
N/A
T08 Identification/ Verification of identity form – Individual
Risk assessment for client (see customer due diligence/ Know Your Client and risk assessment forms)
Low Risk
Normal Risk
High Risk
You need to obtain all the information in one section only of this form.
Government issued photo-ID
Required by: Low, Normal & High
Y
N
N/A
Comments / cross-reference to documents
Proof of home address
Required by: High risk only
Y
N
N/A
Comments / cross-reference to documents
Required: High risk only
Sanctions check (personal)
Required by: Low, Normal & High
Y
N
N/A
Comments / cross-reference to documents
OR
Government issued non-photo-ID (Should apply only in exceptional circumstances such as an overseas client with no photo ID)
Required by: Low, Normal & High
Y
N
N/A
Comments / cross-reference to documents
Proof of home address
Required by: Low, Normal & High
Y
N
N/A
Comments / cross-reference to documents
Second supporting document
Y
N
N/A
Comments / cross-reference to documents
Sanctions check (personal)
Required by: Low, Normal & High
Y
N
N/A
Comments / cross-reference to documents
OR
Certified copy of proof of individual’s identity
Required by: Low, Normal & High
Y
N
N/A
Comments / cross-reference to documents
Certified copy of proof of home address
Required by: Low, Normal & High
Y
N
N/A
Comments / cross-reference to documents
Comments / cross-reference to documents
Sanctions check (personal)
Required by: Low, Normal & High
Y
N
N/A
Satisfactory result from electronic verification
Required by: Low, Normal & High
Y
N
N/A
Comments / cross-reference to documents
Proof of home address
Required by: High risk only
Y
N
N/A
Comments / cross-reference to documents
OR
Agreement in place for reliance on third party CDD
Required by: Low, Normal & High
Y
N
N/A
Comments / cross-reference to documents
Conclusion
Satisfactory ID obtained?
Yes
No
認證
請輸入任何兩位數字
例如: 12
This box is for spam protection -
please leave it blank
:
Go to Top
